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Self-deception does not explain high-risk sexual behavior in the face of HIV/AIDS: A test from northern Kenya

Eric Abella Rotha, Elizabeth Ngugib, Masako Fujitac

1. Introduction

1.1. HIV/AIDS education program, self-assessment, and evolutionary theory

1.2. Self-deception in human evolution

1.3. The research setting

1.4. HIV/AIDS education in the study area

2. Methods

3. Results

4. Discussion

Acknowledgment

References

Copyright

1. Introduction

1.1. HIV/AIDS education program, self-assessment, and evolutionary theory

In the absence of an effective vaccine, public education and self-awareness are cited as the best strategy against the transmission of HIV/AIDS (World Bank, 1999). However, Australian demographer John Caldwell (1999) called attention to the limited success of education programs in halting the AIDS pandemic in the sub-Saharan Africa continent. As examples, he pointed to Demographic and Health Survey data showing that 98% of Tanzanian men knew about AIDS in 1991, and 99% of Kenyan men were familiar with the disease by 1998. Yet, in both cases, sexual behavior remains largely unchanged.

In this region, the failure of education programs is attributed to widespread culturally based beliefs and behavior. These include beliefs linking male heterosexual intercourse to overall health and well-being (Orubuloye, Caldwell, & Caldwell, 1997), the association of condoms with illegitimate sexual unions and prostitution (MacPhail & Campbell, 2001), and the notion that one's time of death is preordained and nonsusceptible to behavior change (Caldwell, 1999). In sub-Saharan Africa, where over 90% of HIV transmission results from heterosexual intercourse, these beliefs and behaviors constitute powerful forces for HIV transmission.

However, the persistence of HIV high-risk behavior is not limited to sub-Saharan Africa, calling for an alternative, more inclusive explanation beyond region-specific cultural beliefs and practices. A case in point is the global resurgence of high-risk behavior among homosexual and bisexual men. Until very recently, contemporary male homosexual communities represented one of the few voluntary successes of HIV/AIDS education programs. With the goal of “sustaining safe sex,” homosexual groups around the world educated themselves about HIV, practiced low-risk sexual practices, and lowered HIV/AIDS infection rates (cf. Dowsatt, 1999). Tragically, however, recent data from the United States (Chen et al., 2002), Canada (Martindale et al., 2001), Europe (Macdonald et al., 2004), and Australia (Van De Ven et al., 1998) all show increasing rates of sexually transmitted diseases (STDs) and HIV/AIDS among homosexual and bisexual men. One explanation offered for this reversal is the self-deceptive view that the availability of Highly Active Anti-Retroviral Therapies (HAART) means that HIV+ people will live long, normal lives while still satisfying their sexual desires.

The above explanation is congruent with evolutionary theory, which considers human self-deception as an evolved trait. Self-deception may be defined as an act or a process of rejecting or ignoring the importance of opposing evidence, through which one maintains a false belief, and in which one is generally unaware of the illogical nature of his/her belief. This concept of self-deception can be applied for HIV/AIDS risk assessment, where one fails to recognize the risk of contracting HIV through high-risk sexual behavior despite previous exposure to information on HIV risk behaviors.

1.2. Self-deception in human evolution

Evolutionary biology's interest in self-deception stems from the foreword of Robert Trivers (1976) to the original edition of Dawkins (1976) of “The Selfish Gene”, in which Trivers argued that humans are selected to both practice and detect deception. Trivers hypothesized that self-deception would be an efficient, if inherently dangerous, strategy to deceive others because the deceiver would not be consciously sending clues about their perfidy. In subsequent papers, including one coauthored with Huey P. Newton, the founder of the 1970s Black Panther movement (Trivers & Newton, 1982), Trivers, 1985, Trivers, 2000 applied the concept of self-deception to human behavior, specifically risk taking and parent–offspring conflict. In addition, he noted its applicability to group-level selection, suggesting that self-deception is frequent in human warfare, exemplified by underestimating enemy commitment and motivation while overestimating one's own strengths. In documenting this behavior in the history of military disasters, Tuchman (1988) viewed self-deception as maladaptive, referring to it as “Woodenheadedness.” However, Trivers and other evolutionary biologists (Hartung, 1995, Wrangham, 1999) argue that such behavior is adaptive if it promotes in-group morality building leading to a “them-versus-us” mentality necessary for prolonged warfare.

Today, self-deception is pertinent to the development and maintenance of altruism. Low and Heinen (1993) point out that in real-life situations, such as recycling materials and/or becoming a blood donor, self-deception may be important, with actors believing that they are behaving in an altruistic manner, while simultaneously reaping the prestige and status bestowed upon such “selfless” behavior. With respect to human sexuality, in addition to the previously mentioned example of homosexual and bisexual men, self-deception may be a causal factor in recent sexual survey data indicating, that a majority of Canadian adolescents do not consider oral sex to constitute “sex” (Randall & Byers, 2003).

These findings suggest that self-deception may be important worldwide in resistance to sexual behavioral change in the era of HIV/AIDS. If so, then one vital area of concern is self-assessment of personal risk. Theoretically, self-assessment of AIDS risk is central to one of the earliest theories of AIDS prevention, the AIDS Risk Reduction Model (Catania, 1990), which posits that accurate risk assessment leads to changing sexual behavior. From an evolutionary perspective, self-assessment of personal risk can be contrasted with the prevalence of high-risk behavior to examine whether self-deception is involved in reluctance to accept HIV/AIDS educational messages.

Given the above, this paper poses the question, “Can the evolved human trait of self-deception impair self-assessment of personal risk of contracting HIV/AIDS, even when education programs clearly delineate high-risk behaviors?” We use data from a survey of risk self-assessment and reported sexual behavior conducted in September–October 2003 among Ariaal agropastoralists in the sedentary community of Nasakakwe/Karare, Marsabit District, northern Kenya, to address this question.

1.3. The research setting

Today, numbering about 10,000, Ariaal in Marsabit District, Eastern Province, northern Kenya, occupy the ecotone between the Nilotic-speaking Samburu (population approximately 75,000), who inhabit the Leroghi Plateau of central Kenya, and the Cushitic-speaking Rendille (population approximately 30,000) of the lowlands Kaisut Desert. Speaking Maa and Rendille, Ariaal keep large herds of camels and cattle, follow Samburu age-set rituals, yet incorporate Rendille camel ceremonies. Their “bridge culture” reflects their origin from impoverished Rendille and Samburu families ravaged by rinderpest and smallpox epidemics that, respectively, decimated animal and human populations throughout northern Kenya at the end of the 19th century (Fratkin, 1998).

Severe droughts beginning in the 1970s resulted in large-scale livestock loss and increasing sedentism for formerly nomadic Ariaal (Fratkin et al., 1999). Destitute Ariaal resettled on agricultural schemes located on Marsabit Mountain. In the early 1970s, the National Christian Council of Kenya founded an agricultural resettlement scheme for impoverished Ariaal families at a site called Nasikakwe, adjacent to the larger, predominantly pastoral community of Karare. Today, Nasikakwe/Karare Ariaal families grow maize, raise cattle, and sell milk in the major market of Marsabit Town.

Despite increasing articulation with local market economies, Ariaal culture retains a reliance on animal products for food, social adherence to a complex age-set system that determines when men are circumcised and later marry, and a patrilineal, patrilocal, clan-based social system. Only unpaved, poorly maintained roads and charter air flights link Ariaal populations with down-country Kenya. Television and radio ownership is rare in Marsabit District, and newspapers appear only irregularly in Marsabit Town.

Because of its geographical and social isolation, community awareness of HIV/AIDS in Nasakakwe/Karare was low until recently, as revealed by a 1997 survey of sexual knowledge, attitude, and practices (Roth, Fratkin, Eastman, & Nathan, 1999). In the survey's sample of 282 men and women of reproductive age, only 75% recognized sexual fluids as a vector of HIV, less than 20% knew that the virus could be transmitted by blood, and only 1% recognized perinatal transmission. This survey also showed strong acceptance of the belief linking men's sexual activity with their overall health. We were told by both sexes that men should “practice” sex with as many people as possible. As a corollary of this indigenous model, both sexes overwhelmingly supported the notion that it is acceptable for a man to have more than one sexual partner at a time (Roth, Fratkin, Ngugi, & Glickman, 2001).

1.4. HIV/AIDS education in the study area

To raise community awareness about HIV/AIDS, one of us (Ngugi) conducted sexual education seminars in Ariaal communities in 1999, including Nasakakwe/Karare. In 2001, Ngugi and Roth followed up with further seminars and videos about HIV/AIDS, supported by the nongovernmental organization Food for the Hungry. In these seminars, high-risk behaviors for HIV transmission were explained, and messages concerning safe sex were disseminated, including demonstrations of proper condom use. Combined with recent Kenyan governmental efforts, including condom distribution and expanded HIV education/awareness campaigns in the form of leaflets and posters, these efforts increased community awareness of HIV/AIDS and high-risk behavior dramatically in the past 3 years.

2. Methods

In September/October 2003, a team of 10 Ariaal enumerators administered a questionnaire based on the UNAIDS (1998) document Looking deeper into the HIV epidemic: A questionnaire for tracing sexual networks to 400 respondents in Nasakakwe/Karare. Aimed at reproductive-aged Ariaal men and women, 100 respondents were represented in each of four subgroups: unmarried men, unmarried women, married men, and married women. Unlike in earlier surveys, all respondents had heard of HIV/AIDS, and subsequent focus groups in July 2004 revealed widespread knowledge of HIV transmission and high-risk behavior.

The survey contained questions on sexual behavior, including the number of lifetime sexual partners, number of partners in the past year, degree of mixing among the four major subgroups, duration of relationships, and patterns of condom use. In addition, the survey asked each respondent to evaluate their own personal risk of acquiring HIV, dichotomized as “low” or “high.” These data were used to delineate self-assessment of HIV risk using the methodology developed by Prata et al. (2003). In this approach, risk scores were calculated, with respondents assigned one point for each behavior associated with a high risk of contracting HIV. For our data, these behaviors included having multiple partners, both in the past year and over one's lifetime (Anderson & May, 1988), sexual mixing between age and economically differentiated subpopulations (Gregson et al., 2002), concurrency (defined as partnerships that overlap in time; Morris, 2001), and non-use of condoms (Bracher et al., 2003).

All these risk factors were explained to community participants during the education seminars in Nasakakwe/Karare. Although not all residents attended these seminars, information imparted in them diffused quickly throughout the community. At the time of our 2003 survey, all respondents knew about these seminars and could recognize the general concept of high-risk behavior as well as specific high-risk acts. Assuming the presence of self-deception, we hypothesized that risk scores would not differ directionally with self-assessment status; for example, those who rate their risk of contracting HIV as “low” would not have significantly lower average risk scores than do those with “high” self-assessments.

3. Results

Fig. 1 depicts the percentages of specific reported high-risk behavior arranged by subgroup, clearly showing different patterning of risks associated with each. Also notable is the very low level of condom use for all groups, but especially low rates for both married men and women (respectively, 3% and 1%) relative to those for unmarried men (16%) and women (14%). This mirrors past studies indicating low rates of condom use within marriage throughout sub-Saharan Africa (cf. Caldwell, 1999) due to their association with illegitimate sexual unions and prostitution.


View full-size image.

Fig. 1. Percentage at risk by factor and subgroup.


Fig. 2 presents the means and standard deviations for the composite risk scores by subgroup and self-assessed risk status, that is, “low” versus “high.” Results show that for all subgroups, the average risk score for those who rated their risk of contracting HIV as “high” was higher than for those who assessed their risk as “low.” In all but the married men sample the average score differences by response were significantly different (tunmarried men=−2.13, P=.038; tunmarried women=−3.08, P=.003; tmarried men=−0.087 P=.387; tmarried women=−2.60, P=.010). These results suggest that Ariaal subgroups make accurate overall self-assessments of HIV risk based on their reported sexual behavior. This negates our null hypothesis that predicted no difference in risk scores for “low” versus “high” risk self-assessments.


View full-size image.

Fig. 2. Composite risk scores (means and standard deviations) derived from self-reported sexual behavior, arranged by “low” and “high” risk self-assessments and subgroup.


4. Discussion

As Caldwell originally pointed out, throughout sub-Saharan Africa, knowledge of HIV transmission does not lead to sexual behavioral change. In the current paper, we hypothesized that populations possessing high knowledge levels of HIV/AIDS while exhibiting little or no individual change in sexual behavior may constitute an example of the evolution of human self-deception. Essential to this hypothesis was self-assessment of HIV/AIDS risk. Using data from a 2003 survey of Ariaal agropastoralists in the sedentary community of Nasakakwe/Karare, we constructed a test of self-assessment under the assumption that inaccurate risk assessment stemmed from self-deception.

Results did not support our hypothesis. Calculated risk scores were always higher for those who evaluated their risk of contracting HIV/AIDS as “High” than those whose self-assessment was “Low.” The failure of these results to support our evolutionary hypothesis for self-deception raises the question of the usefulness of applying evolutionary principles to HIV/AIDS research. However, while we could not demonstrate self-deception in these analyses, an equally important finding is that the population continues high-risk sexual behavior, even in the face of accurate self-assessment of high risk of contracting HIV.

One possible cause for the misfit between accurate risk self-assessment and high prevalence of risk behavior in the Ariaal community may be poor accessibility to condoms. However, this is unlikely for two reasons. First, condoms' association with prostitution and promiscuity poses difficulties in motivating and negotiating condom use, particularly for women within marriage or steady relationship (Chimbiri, 2003). Second, condom use is linked to perceptions of diminished sexual sensation, especially for men (McPhail & Campbell, 2001).

On a more general scale, Ariaal are certainly not alone in exhibiting such a misfit. The interview data of Bailey and Aunger (1995) from farming and foraging groups in the Ituri region of Central Africa show that all groups clearly understand the relationships between early sexual debut, increased risk of STDs, and reduced fertility, yet maintain risky sexual cultural practices, for example, early age of sexual initiation, multiple partners, and extramarital partners. In explanation, Bailey and Aunger argue that humans are designed by evolution to actively seek sexual contact and gratification and as such:

An outcome of our remarkable capacity for sexual pleasure and desire for sexual contact is an apparent inability or unwillingness to detect and avoid the pathogens transmitted by the frequent sexual contacts we seek. While we have the cognitive processes that enable us to be conscious of the risks associated with sexual contacts, the evolved psychological mechanisms driving our desires may be overcome only under extreme conditions. (Bailey & Aunger, 1995, p. 218)

These evolved mechanisms are not limited to sub-Saharan Africa. The “extreme conditions” alluded to above were exemplified by Thailand's “100% Condom Program.” Begun in the early 1990s, this government sponsored program provided free condoms to commercial sex establishments. As a result, condom use in these establishments went from less than 20% in 1989 to over 90% by 1992, the number of new STD cases for men treated at government clinics dropped from 200,000 in 1989 to less than 20,000 in 1992, and HIV prevalence rates among Thai army conscripts declined from 4% in 1993 to less than 2% in 1996. The program's success has been attributed to “mass media campaigns, education and skill-building in workplaces and schools, and peer education” (World Bank, 1999, p. 159).

An equally viable alternative explanation is widespread government coercion. Health officials, government workers, and police were authorized to enforce condom use. Government officials posed as clients in commercial sex establishments to check on condom availability and use. Uncovering noncondom use in sexual acts made individual offenders liable for fines, and commercial sex houses faced loss of government licensing and/or immediate closure. Recognizing this coercive pressure to conform, the 100% Condom Program can also be understood as the evolution of group morals through punishment, as modeled by Boyd and Richerson (1992) in their article aptly entitled “Punishment allows the evolution of cooperation (or anything else) in sizeable groups.” Notably, however, despite the threat of penalties, or perhaps as a result of them, Thailand now has “invisible brothels,” that is, restaurant bars and karaoke pubs where sex workers serve as waitresses, and private massage parlors where “condom use is more difficult” (Im-Em, 1999, p. 168) to enforce.

In the Thai, Ituri, and Ariaal examples, despite accurate understanding of high-risk behavior, there is still strong reluctance to modify such behavior. Self-deception is not present in these cases, but rather the most important variable may be what Watkins (2005, p. 681) terms “the joys of sex.” We suggest that these joys represent the evolved capacity for human sexual pleasure. Certainly, there is evidence for strong selection for sexual gratification in humans, with many of the psychological, morphological, and behavioral characteristics differentiating humans from other species linked to sexual concerns, for example, greater prominence of female secondary sex organs, lack of female estrus, concealed ovulation, greater prominence of orgasms, and so forth (Abramson & Pinkerton, 1995). Given the human evolved drive for sexual gratification, populations react differently to the new threat of HIV/AIDS, with many failing to fully adopt safe sexual practices if these are inconsistent with the prospect of sexual gratification. Some groups, exemplified here by the survey of Canadian adolescents, and worldwide findings from homosexual communities, do employ self-deception to continue or resume high-risk behavior. Others, represented by the Thai, Ituri, and Ariaal, do not resort to self-deception, but still continue high-risk behavior even in the face of accurate self-assessment of risk.

The major challenge to HIV/AIDS behavioral research is to initiate sexual behavior change. If indeed evolved traits are underlying causes for our reluctance to reduce risk behavior, evolutionary theory provides important insights for the rationale for such reluctance. The important question now is can it also provide directions for overcoming this reluctance and motivating behavior change.

Acknowledgments

This research was conducted under the auspices of the Government of Kenya, Ministry of Education, Science, and Technology (Research Permit Number 13/001/19C 249). Financial support was provided by the Social Sciences and Humanities Research Council of Canada, the National Geographic Society, and the University of Victoria. As always, we are deeply indebted to the people of Karare/Nasakakwe for their support of research in their community.

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a Department of Anthropology, University of Victoria, P.O. Box 3050, Victoria, British Columbia, Canada V8W 3P5

b Department of Community Health, University of Nairobi, P.O. Box 19676, Nairobi, Kenya

c Department of Anthropology, University of Washington, Box 353100, Seattle, WA 98195-3100, USA

Corresponding author.

PII: S1090-5138(05)00032-2

doi:10.1016/j.evolhumbehav.2005.04.004



2007:12:08